Compliance Monitoring Officer
- Employer
- Broadgate Search
- Location
- UK
- Salary
- Competitive
- Closing date
- 23 Feb 2021
View more
- Sector
- Accountancy
- Contract Type
- Permanent
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Job Details
Broadgate are working closely with a Merseyside based Financial Services client who are currently recruiting for a Compliance Monitoring professional.
Role Purpose
Support the Compliance function with the delivery of the annual compliance monitoring plan through testing key business processes and controls
Key Responsibilities
Experience & Knowledge
For more information, please email matt.carter@broadgatesearch.com
Role Purpose
Support the Compliance function with the delivery of the annual compliance monitoring plan through testing key business processes and controls
Key Responsibilities
- Carry out monitoring reviews (both thematic and focused)
- Produce accurate and timely updates on monitoring activity that will be included in the regular compliance MI pack.
- Support the Compliance function to embed a strong compliance culture through delivery of the Compliance Monitoring Plan.
- Keep up to date with changes to regulatory requirements, new legislation and codes of practice.
Experience & Knowledge
- Minimum of 1 years' experience of working in a Compliance monitoring position.
- Previous experience of working in a Compliance position for a Financial Services firm
For more information, please email matt.carter@broadgatesearch.com
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