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Senior Compliance Officer - Commodities Brokerage

Employer
Austin Andrew Ltd
Location
UK
Salary
Competitive
Closing date
23 Feb 2021

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Sector
Accountancy
Contract Type
Permanent
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Job Details

Our client is a commodities brokerage specialising in physical , listed and OTC commodity derivatives

It seeks a senior compliance executive , to report into the CFO

A full specifcation is available upon request however key responsibilities will include :

*Regulatory enquiries from domestic and global regulators

*Running the compliance programme

*Drafting compliance policies

*Carrying our AML monitoring and testing

*Delivering training

Candidates will require several years of compliance experience with a good knowledge of FCA/CFTC/NFA compliance - ideally from a brokerage or trading firm
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