Senior Compliance Officer - Commodities Brokerage
- Employer
- Austin Andrew Ltd
- Location
- UK
- Salary
- Competitive
- Closing date
- 23 Feb 2021
View more
- Sector
- Accountancy
- Contract Type
- Permanent
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Job Details
Our client is a commodities brokerage specialising in physical , listed and OTC commodity derivatives
It seeks a senior compliance executive , to report into the CFO
A full specifcation is available upon request however key responsibilities will include :
*Regulatory enquiries from domestic and global regulators
*Running the compliance programme
*Drafting compliance policies
*Carrying our AML monitoring and testing
*Delivering training
Candidates will require several years of compliance experience with a good knowledge of FCA/CFTC/NFA compliance - ideally from a brokerage or trading firm
It seeks a senior compliance executive , to report into the CFO
A full specifcation is available upon request however key responsibilities will include :
*Regulatory enquiries from domestic and global regulators
*Running the compliance programme
*Drafting compliance policies
*Carrying our AML monitoring and testing
*Delivering training
Candidates will require several years of compliance experience with a good knowledge of FCA/CFTC/NFA compliance - ideally from a brokerage or trading firm
You need to
sign in
or
create an account
to save a job.
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