This job has expired

Compliance Executive

Employer
Synchronicity Group
Location
Little London, UK
Salary
Competitive
Closing date
30 Jan 2021

View more

Sector
Legal
Contract Type
Permanent
You need to sign in or create an account to save a job.

Job Details

We are currently recruiting for a regulatory hosting platform who are looking for an experienced buy-side compliance generalist with strong financial promotions experience to join their team.

Responsibilities will include, but are not limited to:
  • Reviewing financial promotions and providing feedback to clients
  • Monitoring financial promotion emails and client portal as required
  • Building a positive working relationship with our clients and attending meetings as required
  • Providing training both internally and externally to clients as and when required
  • Providing management information both internally and externally regarding volume of reviews
  • Supporting the development of policies, processes, training and providing other relevant support that enhances our offering to our clients/prospects
  • Monitoring regulatory changes and assisting with impact analysis of the same
  • Undertaking other relevant, ad-hoc tasks within the remit of the role as and when required


Summary of Minimum Qualifications and Knowledge Requirements:

  • Professionally educated preferably to degree standard or equivalent.
  • 5+ years prior experience in generalist regulatory compliance roles within the wholesale sector (eg. hedge funds, private equity or buy-side real estate fund management, etc.), fluent in the Financial Promotions Regime and with a working knowledge of the compliance obligations from MiFID II, AIFMD and general UK regulatory compliance expectations
  • Ability to deal with clients with confidence and gravitas
  • Ability to work under pressure with great attention to detail, successfully managing priorities to meet tight deadlines
  • Ability to work on own initiative in a fast-paced, small-team environment
You need to sign in or create an account to save a job.

Get job alerts

Create a job alert and receive personalised job recommendations straight to your inbox.

Create alert