Senior Compliance Advisory Lead - Private Banking
- Employer
- Eximius Finance
- Location
- London, UK
- Salary
- Competitive
- Closing date
- 10 Feb 2021
Job Details
- Monitor the regulatory horizon for impacts on all aspects of the bank's business
- Alongside appropriate areas of the business, assess the relevance of new or changing FCA regulation in respect of the bank's business model - keeping appropriate records of determinations and interpretations
- Track, record and disseminate PRA and other prudential regulatory requirements, and assist, where appropriate on assessing the relevance to the bank
- Disseminate high level summaries and impact information to key stakeholders.
- Attend appropriate industry briefing on relevant topics ensuring that outputs from these briefing are then appropriately disseminated to stakeholders within the business
- Maintain and update the library of regulatory developments and all associated documents
- Provide consistent, practical and appropriate reports on the regulatory horizon, in its totality, to all relevant stakeholders
- Provide ad-hoc advisory support to the business in relation to PRA and FCA requirements.
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