Senior Compliance Advisory Lead - Private Banking

Employer
Eximius Finance
Location
London, UK
Salary
Competitive
Closing date
10 Feb 2021

Job Details

  • Monitor the regulatory horizon for impacts on all aspects of the bank's business
  • Alongside appropriate areas of the business, assess the relevance of new or changing FCA regulation in respect of the bank's business model - keeping appropriate records of determinations and interpretations
  • Track, record and disseminate PRA and other prudential regulatory requirements, and assist, where appropriate on assessing the relevance to the bank
  • Disseminate high level summaries and impact information to key stakeholders.
  • Attend appropriate industry briefing on relevant topics ensuring that outputs from these briefing are then appropriately disseminated to stakeholders within the business
  • Maintain and update the library of regulatory developments and all associated documents
  • Provide consistent, practical and appropriate reports on the regulatory horizon, in its totality, to all relevant stakeholders
  • Provide ad-hoc advisory support to the business in relation to PRA and FCA requirements.

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