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Compliance Officer

Financial Services
London, UK
Closing date
23 Jan 2021

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Contract Type
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Job Details

My client is a bank based in the Financial Services district in the City of London. They have international presence with a number of offices in the UK and Europe.


The Compliance Officer will:
  • Provide compliance advice, support and training where required
  • Work with Group Compliance to create a culture of compliance, embedding sound working practices that mitigate risk.
  • Perform regulatory horizon scanning
  • Review and update, policies and procedures
  • Assist with delivery of the Compliance Monitoring Plan
  • Assist with incident management and reporting regulatory breaches
  • Produce and act on relevant MI produced as a result of ongoing Compliance Monitoring.


The successful Compliance Officer will have:
  • Experience in key areas of regulatory compliance with an FCA regulated firm including CASS and SMCR.
  • Experience of giving advice and guidance to business areas on regulatory requirements
  • Excellent communication skills in both written and spoken English
  • High level report writing skills using PowerPoint and Word
  • Knowledge of UK and European regulatory requirements, and an interest in regulatory developments

Job Offer

Comprehensive basic salary with further benefits package.
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