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Risk and Compliance Manager - Law Firm Compliance (including SRA knowledge) Experience Required

Compliance Recruitment Solutions
London, UK
Closing date
30 Jan 2021

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Job Details

Duties include:
  • Serving as a confidential point of contact for all staff to seek clarification on issues of compliance
  • Assisting the Head of Risk and Compliance in specific investigations as appropriate
  • Prepare regular reports of all trends and issues
  • Coordinating the file review process and key dates process
  • Assisting in the review of the compliance policies and procedures
  • Assisting in the management of the firm's quality accreditations (Lexcel, ISO27001 and CQS)
  • Assisting in developing and supporting an effective compliance communication program including promoting the use of the Risk & Compliance Microsite and raising awareness of emerging compliance issues and related policies and procedures
  • Undertaking audits particularly to support firms ISO27001 accreditation
  • Monitoring and considering the impact of regulatory and legislative changes to identify gaps in the Compliance framework
  • Providing input into business and strategic decisions from a compliance perspective, including providing support for tender applications
  • Being proactive in providing risk and compliance support to internal projects, such as the development of new IT systems, to ensure that our regulatory responsibilities are met
  • Undertaking any other ad hoc duties as required, commensurate with the level of the post

You will have previous experience of managing risk and compliance processes within a UK law firm including a detailed knowledge of the SRA, the regulatory framework and associated rules & legislation. You should also have a first degree in Law or legal qualifications.

NB the firm has offices in the North West, Midlands, London & South West and the role can be based at any of these or else be home based with travel to the offices when required.

For further information or a confidential no obligation discussion, please feel free to call David Symes FCA on 020 7330 6966 or click the Apply button to submit your CV.
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