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Compliance Officer - 12 month FTC

Little London, UK
Closing date
1 Dec 2020

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Contract Type
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Job Details

We have an incredible opportunity for an experienced Compliance Officer to take on a 12 month fixed term contact working for a top asset manager. This role will see you working closely with the Head of Compliance and team.

What You Will Do

This is a close-knit team and your will be involved in a wide range of tasks linked to the compliance function of the business. Tasks will include:
  • Monitoring and completing daily checks
  • Ongoing development and improvement of the compliance process
  • Analysis on pre-trade and post-trade investment restrictions
  • Monitoring internal compliance and maintaining logbook records
  • Review and approval of marketing materials
  • Perform AML and KYC checks as required
  • Reporting and recordkeeping
  • Responding to regulators enquiries and requests

What We Are Looking For

We are looking for a capable candidate that can manage their own workload and is not afraid to roll up their sleeves and help with a range of tasks. We are looking for:
  • Experience in a similar role within finance - ideally an asset management setting
  • Impeccable attention to detail
  • Excellent interpersonal skills - written and verbal
  • Ability to build strong relationships with all stakeholders
  • Highly organised and detail oriented

This role comes with fantastic benefits. Fantastic exposure within an outstanding asset manager that could lead to fantastic career opportunities.
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