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Compliance Advisory Manager - Loans & Insurance

London, UK
Closing date
19 Dec 2020

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Job Details

Compliance Advisory Manager

Client - UKs Leading Telecoms Company
Duration- 4-Month+
Rate - Competitive
Location - Working from Home

FCA Compliance experience with Loans or Insurance is a must

The Compliance Advisory Manager will be responsible for supporting the Senior Compliance Advisory Manager with the delivery of a robust compliance framework to meet our regulatory obligations. The Compliance Advisory Manager will also promote and drive our culture to deliver good customer outcomes.

Key accountabilities and decision ownership:

Ensure we have a robust compliance framework in place
Provide support and guidance to the 1st line on compliance requirements, including sign off of material where appropriate
Manage oversight of 1st line by means of regular contact, updating of regulatory change, review of MI and escalating issues of concern to the Senior Compliance Advisory Manager
Support the interrogation of regulatory submissions to identify areas of concern and follow up
Manage the provision of advice and guidance on FCA related policies to the 1st line, including identification of breaches
Support the design and delivery of relevant training & competence requirements to all staff
Manage and develop the horizon scanning process, including ensuring upcoming regulatory change has 1st line sponsorship
Engage regularly with Compliance Monitoring colleagues to advise on upcoming regulatory change, compliance interpretation changes and policy changes
Manage ad hoc projects as required by the Senior Compliance Advisory Manager

Core competencies, knowledge and experience:

Experience of financial services and knowledge is highly desirable
Relevant 2nd line compliance experience
Understanding of governance, FCA compliance programmes & risk management
Strong analytical, written and communication skills, including Microsoft Office tools
A willingness to learn, positive outlook, and an appetite to succeed
Strong interpersonal skills to ensure successful engagement with colleaguesHays Talent Solutions is a trading division of Hays Specialist Recruitment Limited and acts as an employment agency for permanent recruitment and employment business for the supply of temporary workers. By applying for this job you accept the T&C's, Privacy Policy and Disclaimers which can be found at (url removed)
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