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Compliance Manager

Gap Personnel
Cheltenham, UK
Closing date
26 Nov 2020

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Job Details

gap professional are operating as an employment agency on behalf of its client.


Location: Cheltenham
Hours of work: Full or Part-time considered (3, 4 or 5 days)
Predominantly office based with potential to work from home.
Salary: negotiable dependent on experience

Key Responsibilities:

Assisting and advising the COLP and COFA with operational issues and the overall compliance and regulatory obligations
Collecting and analysing data, writing annual reports to the Directors in relation to risk related issues
Identifying areas of risk and propose new measures to implement to ensure compliance
Policy and procedure writing
Creating and Delivering Training for; inductions, AML, and Compliance and Regulatory
Assisting with complaints in accordance with the firm's complaints procedures
Reporting to and liaising with the regulators as necessary
Implementing new procedures to record, manage and monitor all conflict and compliance related queries
Updating the firms Risk and AML registers with relevant changes and information
Overall management of file supervision and auditing
Advising the firm on queries relation to the SRA StaRs, Principles and Code of Conduct
Reviewing current GDPR policy and practice, identifying areas of risk and creating an action plan to present to the GDPR committee and implement

The successful candidate will have previous experience within the legal profession and relevant compliance experience.
You may be looking to progress into a Compliance Manager role or already work within the Legal profession and seeking a new challenge!

In return, you will benefit from:

25 days holiday + bank holidays
Life Insurance
Private Medical Cover
Pension scheme
Closing date is 2nd December 2020
To Apply please follow the application process for the site this job is advertised on or email your CV By applying for the above position and providing your personal data to us you understand that your data will be processed in line with our Privacy Policy. To view our full Privacy Policy please visit our website.
gap professional are committed to the selection, recruitment and development of the best people, basing judgements solely on suitability for the job. Whilst we endeavour to respond to all applications individually, due to high volumes, this is not always possible. Thank you for your interest in this role and we look forward to working with you in the future
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