Senior compliance and risk analyst

Little London, UK
Closing date
26 Oct 2020

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Contract Type
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My client, a global P&I club, is looking for a senior Risk and compliance analyst to provide professional and proactive regulatory compliance advice and support the Director of Risk & Compliance in the ongoing development of the Club's compliance framework.

Main Responsibilities:

- Provide ongoing support on regulatory compliance matters to the Director of Risk & Compliance and executives as required
- Support the Director of Risk & Compliance in identifying relevant new or changed compliance risks and regulatory requirements for example, by conducting regulatory horizon scanning
- Maintain the Clubs' Compliance Manuals, policies, and associated documentation on an ongoing basis
- Support the Director of Risk & Compliance and Compliance Manager in the development, delivery and reporting of the Clubs' compliance monitoring programme
- Provide ad hoc sanctions, Know Your Customer and non-admitted insurance advice to the Clubs' businesses and departments
- In liaison with the Group Compliance team, proactively identify and summarise regulatory consultations and changes to the regulatory environment where they impact the Clubs worldwide
- Advise brokers and account handlers on financial crime, sanctions, and export control risks
- Review incoming and outgoing contracts with business partners (TOBAs, NDAs)
- Advise on contract wording compliance with Lloyd's requirements
- Advise on compliance processes, incl. sanctions screening and business partner approval
- Ensure efficient administration of Board risk committees, incl. producing reports and authoring minutes
- Validated internal insurance and operational risk parameters
- Perform analysis on emerging risk environment and conducted deep dives on key risks
- Advised stakeholders on risk management policy, and organised Board policy reviews

To be considered you should have at least 3 of the following:

- London market insurance risk and compliance experience
- Strong compliance administration experience whilst working within a regulated environment
- A general understanding of the Sanctions regime and horizon scanning
- Understanding of the general principles of the Prudential Regulation Authority and the Financial Conduct Authority regulations and rule books, also regulators of jurisdictions worldwide
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