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Compliance Assurance Manager

Elevation Recruitment Group
South Yorkshire, UK
Closing date
13 Nov 2020

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Job Details

Elevation Recruitment Group are currently recruiting for a key client based in Doncaster in their search for a Compliance Assurance Manager.

You will have at least 2 years' experience in a similar role managing regulatory risks. You will also have a good understanding of compliance and procedures for FCA regulated businesses and GDPR.

Duties include:

- Effectively monitoring all compliant behaviour using the set out business frameworks
- Researching and reviewing regulatory changes
- Making proposals where necessary to ensure compliance
- Supporting the business in meeting their regulatory responsibilities
- Providing reporting and assurance to management around regulatory requirements
- Producing monthly MI in line with business risk and governance procedures
- Suggesting improvements and process enhancements to current compliance procedures
- Be reactive to incidents as they come in
- Identifying and investigating compliance related issues and bringing to a conclusion
- Supporting in building regulatory awareness for the group
- Delivering regulatory training across the business when needed
- Managing regulatory policies and procedures and their distribution
- Building rapport and improving on relationships with business partners and key stakeholders

The suitable candidate will be able to demonstrate the following Key Competencies:

- Previous experience within a regulatory business environment
- Strong verbal and written communication skills at all levels
- Strong understanding of compliance and procedures for FCA regulated businesses and GDPR
- Proactive in managing regulatory risks
- Ability to manage stakeholders and internal relationships
- Able to translate regulatory guidance into day-to-day business processes
- Ability to work to a deadline in a demanding and fast paced environment


- Excellent Salary
- Company Pension Scheme

Elevation Business Support is a specialist division of Elevation Recruitment Group focusing on positions in Yorkshire and surrounding regions. If you match the specified criteria and are interested in discussing the position in more detail, we would love to hear from you
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