Financial Planning Compliance Manager

Core Asset Consulting
Juniper Green, UK
Closing date
14 Oct 2020

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Contract Type
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Job Description:

Established Compliance Manager who has operated at Senior Management level and seeking a new role?

A unique opportunity has arisen with our leading financial services client to co-create and manage an effective financial planning compliance policy in Edinburgh, Glasgow or London office.

Essential Skills/Experience:

  • Knowledge of Trusts, IHT Planning, Pensions, Investments, Tax & Protection
  • Experience of operating at Senior Management level
  • Experience of proactively managing the FCA
  • Significant experience in FCA /AML regulatory environment and reporting

Core Responsibilities:

  • Co-create and manage an effective financial planning compliance policy
  • Provide appropriate regulatory oversight, monitoring and assurance
  • Interpret and communicate the latest relevant regulatory, legislative and industry standard changes
  • Operationally act as the Money Laundering Reporting Officer
  • Submit reports to the FCA within the correct timescales

Job reference: 12743

To apply for this vacancy applicants must be eligible to work in the UK in accordance with the Immigration, Asylum and Nationality Act 2006.

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Core-Asset Consulting offers specialist recruitment services to asset management, accounting & finance, asset servicing, legal and the wider financial services sector in Scotland.
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