Compliance Monitoring Analyst

Employer
Broadgate Search Ltd
Location
Fleet Street, UK
Salary
Competitive
Closing date
14 Oct 2020

View more

Sector
Accountancy
Contract Type
Permanent
You need to sign in or create an account to save a job.
Broadgate Search have been appointed by a growing insurance broker to search for a Compliance Monitoring Analyst

Accountabilities

  • Work with Senior Compliance Manager in delivering the Compliance Monitoring Plan. Monitoring includes but will not be limited to:
  • Placement/Broking activities
  • Claims Handling
  • Binding Authority reviews
  • Thematic reviews
  • Work with Senior Compliance Manager in the production and management of monitoring dash boards/management information for provision to the Boards and their Committees
  • Support the Senior Compliance Manager as directed on regulatory projects


Your Experience

  • An understanding of wholesale broking (open market placements , lineslips & binding authorities)
  • Experience of conducting file reviews / audits in a broker


Please get in touch if this is of interest.
You need to sign in or create an account to save a job.

Get job alerts

Create a job alert and receive personalised job recommendations straight to your inbox.

Create alert