FourthLine are currently representing our financial services client in Leeds as they look for a Compliance Officer to join the team. The Compliance Officer will work with the team to ensure that the firm are meeting the FCA and Financial Services and Markets Act requirements, including monitoring of portfolio issues.
The right candidate for this role will have:
- Financial services experience.
- A CISI Level 4 Investment Advice Diploma or equivalent Level 4 CII and CFA FCA.
- Experience dealing with customer complaints.
- Excellent communication skills, with ability to influence and engage.
The role is offering a salary of up to £32,000.