Trainee Paraplanner

Recruiter
Radley Recruitment
Location
Farnborough, UK
Salary
Competitive
Posted
16 Sep 2019
Closes
29 Sep 2019
Ref
1236864973
Sector
Accountancy
Contract Type
Permanent
Hours
Full Time
Trainee Paraplanner- Salary £28,000 - £30,000 + Pension + Excellent Benefits

Based: Hampshire

We are searching for a part or full Diploma Qualified TraineeParaplanner to join our market leading Financial Services Client in Hampshire. Our Client are a leading firm of IFA's who provide advice to HNW individuals and SME's. You will be reviewing the suitability and quality of advice given to customers by consultants representing our Client. If you have not completed your Diploma 4 you will be able to do so whilst in the role.

Key Responsibilities:
  • Review Client Fact-Finds/Client Meeting notes against defined Compliance guidelines
  • Use research tools to ensure independent/whole of market/holistic advice is provided to the Client as requested by the Consultant
  • Issue clear and accurate feedback confirming required actions to avoid complaints
  • Liaise with consultants and other parties for additional information to support the recommendation for the Client
  • Prepare draft suitability reports within an agreed timescale for the Client based on the information received/researched
  • Maintain the technical knowledge necessary to assess the suitability of advice provided by consultants
  • Identify and report potential cases of financial crime
  • Maintain records to the standards necessary to demonstrate Consultant performance
  • Meet the departmental standards with regard to service standards and productivity
  • Obtain illustrations and Key Features Documents and associated documentation
  • Ensure all record keeping is maintained on the Clients database

    Essential Skills and Experience:
  • 2 + years' experience within a Financial Services environment - specifically Paraplanning or in a Compliance / advisory role within an FSA regulated environment is essential
  • Experience of compliance or paraplanning and file checking is essential
  • Experienced within pensions and investments ideally
  • Experience of working within an IFA firm is ideal
  • Excellent analytical and evaluation skills
  • Dealing with FSA objectives, Principles, advice processes and propositions
  • Full or part Diploma qualified with willingness to complete this whilst in the role
  • Strong organisational skills with good IT skills are essential
  • Excellent communication skills and high level of numeracy is essential

This is an excellent opportunity to join a market leading Business and progress your career if you have Paraplanningor Compliance experience. Full training will be provided for the successful candidate on our Client's business process, workflow and back-office system, and there are genuine opportunities to progress. Apply today or telephone us for more information about this role.

Radley Recruitment is dedicated to helping you find your next career move, so if you are looking for a new role, submit your CV and we can help you find that perfect job.

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