Compliance Officer - Multi-Lateral Trading Facility - £70,000

Recruiter
Hays Specialist Recruitment Limited
Location
London, UK
Salary
Competitive
Posted
16 Sep 2019
Closes
29 Sep 2019
Ref
1236862055
Sector
Accountancy
Contract Type
Permanent
Hours
Full Time
Compliance Officer - Global Multi-Lateral Trading Facility - London Based - Up to £70,000 - Contract Role

About the Company

  • Join this multi-control framework company which focusses on stock exchange and financial information as part of an advisory team reporting to the Head of Compliance.
  • Be part of a group that headquarters in London and spans internationally with significant operations in North America and many others with over 4,000 staff.


About the Role

  • You will provide cover for the role of the FCA registered Compliance Officer, MLRO and a Compliance input to the SMCR project.
  • Additionally, you will support to the R&C team on regulatory matters relating to the other regulated entities it supports as needed.
  • Provide an oversight of Compliance with the FCA's rules on systems and controls against money laundering.
  • You will establish a suitable monitoring program which will ensure any remedial actions are completed in accordance with agreed timescales.
  • Review any on-boarding applications and provision of appropriate challenge to the business, where necessary.


What You Will Need to Succeed

  • The ability to fall into a position that will require communication with the closely-knit teams around you.
  • A good eye for detail with regards to large amounts of data.
  • Strong knowledge working with MTFs.
  • Experience working within financial services.
  • Degree level education or equivalent.

What you will get in return

  • A devoted team who will assist your integration from the first day giving you the ability to hit the ground running and make an impact straight away.
  • You will be exposed to an industry that taps into a group which operates globally with this broad role.
  • A chance to be part of a culture and work environment that is proactive and sharing in terms of information and assistance.
  • You will be given multiple tasks that will be challenging but equally rewarding.

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