Compliance Analyst

Recruiter
Robert Walters
Location
Birmingham, UK
Salary
Competitive
Posted
13 Sep 2019
Closes
02 Oct 2019
Ref
1260080550
Sector
Accountancy
Contract Type
Permanent
Hours
Full Time
An excellent permanent opportunity is available with a most respected Financial Services business based in Birmingham City Centre for a Compliance Analyst to ensure implementation of the firms compliance policies and undertakes specific checks and controls to ensure all departments are compliant.

Key Responsibilities:
  • Undertake daily and periodic compliance monitoring reviews to ensure controls are being followed
  • Assist in implementation of compliance policy and regulators rules
  • Dealing with day to day compliance queries relating to FCA's rulebook
  • Interpret COBS and CASS rules
  • Assist in preparation of plans for compliance function
  • Assist in analysis of errors and identification of breaches
  • Act as a point of reference within the business
  • Develop a strong and up to date knowledge of regulatory requirements

The Compliance Analyst will have experience of having worked in a Compliance Analyst, Officer or supporting role within a financial services business. You will have experience of Market Abuse Regulations (MAR) and working with COBS (Conduct of Business Sourcebook). You will possess a strong understanding of regulatory compliance risk.

This is an excellent opportunity in The Midlands region. Please apply now or for further information contact Kayte Short at

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