Compliance Monitoring Manager

Recruiter
LMA
Location
London, UK
Salary
Competitive
Posted
18 Sep 2019
Closes
25 Sep 2019
Ref
1266701925
Sector
Accountancy
Contract Type
Permanent
Hours
Full Time
Responsibilities of this role include, but are not limited to:
  • Designing and implementing a compliance monitoring plan with the Head of Compliance
  • Carrying out compliance monitoring in line with the plan
  • Liaising with counterparties to obtain required documentation
  • Supporting the Head of Compliance in providing advice to the business
  • Assisting the head of compliance in maintaining policies to expected standards

Requirements for this role include, but are not limited to:
  • Ideally, use of Olympic and Dow Jones
  • Banking experience either in internal audit, compliance or a regulatory environment
  • Strong knowledge of FCA and PRA regulation (SYSC, BCOBS, SUP, PRIN etc)
  • Awareness and understanding of AML and compliance

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