Compliance Manager - Fund Management Experience Required

Recruiter
Compliance Recruitment Solutions
Location
London, UK
Salary
Competitive
Posted
13 Sep 2019
Closes
30 Sep 2019
Ref
1253076044
Sector
Accountancy
Contract Type
Permanent
Hours
Full Time
  • Provide compliance advise and support to the fund management team
  • Ensure that Fund Management business operates in compliance with FCA and other regulatory and legislative requirements
  • Oversee the management, development and implementation of policies/procedures - maintaining relevant records and carrying out related tasks
  • Liaise with group compliance to ensure regulatory requirements are met
  • Work proactively to maintain systems and processes that keep pace with industry and regulatory needs
  • Provide support to the Investment Control team in monitoring the various funds related businesses (both on and offshore), reporting on breaches, mandate compliance etc
  • Create, maintain, implement, monitor and distribute relevant procedures to the Fund Management business
  • Review compliance monitoring data on the fund management business and resolve any required actions in a timely manner
  • Liaise with client's compliance and operations departments to ensure the administration between all parties is completed in accordance with any agreements and SLA's in place
  • Provide accurate and meaningful MI to the funds ExCo and Board as require


The successful candidate will have gained significant managerial experience in a similar Fund Management environment. While you will need to have a detailed understanding of the FCA and regulatory requirements relevant to a Fund Manager, as important will be your ability to work under your own direction and to interact with and influence at all levels.

This is an excellent opportunity to join a well-established acquisitive business in a senior and influential role that for the right person may in time result in CF10/11 designation for the Fund Management business.

So if you believe you have the breadth of technical knowledge and self-drive to take ownership of this role then please contact Gary Collins on 020 7562 7400 or send your details to gary@symescollins.com

Similar jobs

Similar jobs