Area Compliance / Supervision Manager

Primis Mortgage Network
Epsom, UK
13 Aug 2019
25 Sep 2019
Contract Type
Full Time
Area Compliance / Supervision Manager - SW London

Primis Mortgage Network whom consist of FS brands such as TMA, Personal Touch Financial Services, Mortgages First, RSC, Linear & Embrace Mortgage Services and part of the LSL Property Services Group are keen to recruit a Mortgage experienced Compliance Supervision Manager to join their existing team of Area Compliance Managers.

We are recruiting for a field based AREA COMPLIANCE / SUPERVISION MANAGER to join our established and successful teams across the UK that support circa 2500 regulated advisors & appointed representatives throughout our network. The successful candidate will supervise Advisors / ARs in our Primis (Previously First Complete / Pink / PTFS) business in and around the SW London territory..

This is an excellent opportunity for an existing Mortgage Compliance individual with a proven track record in Mortgage & Protection compliance to join a truly fast paced people business.

Duties to include -

To ensure compliance with both in house and regulators' compliance procedures for appointed representatives

To ensure appropriate standards/procedures are followed by authorised appointed representatives

Instruct, coach and monitor individuals, producing reports and individual training/development plans ensuring all outstanding actions are completed within agreed timescales

Identifying areas where Advisors can improve their standards and associated risk ratings

Conduct and evaluate assessments of Advisors, as part of an on-going regulatory regime including audit of defined procedures, competence requirements

Identify areas of improvement, ensuring an appropriate report or action plan is communicated with responses monitored to ensure deadlines are timely and achievable

Facilitate in the delivery of appropriate training, liaising with the Primis training team where necessary

Demonstrate a suitable level of industry knowledge and experience to conduct the role

Ensuring that appropriate needs are identified and where appropriate facilitate delivery of additional support to ensure needs are being met

Supervise individual Advisors in accordance with the approved training and competence scheme

Other duties commensurate with the level of position that may be required by the Compliance Head / Director.

A full UK driving license is essential.

Salary is between £36,000 and £40,000 per annum negotiable.

The salary stated includes the car allowance offered with this role.

Apply today for an exciting and challenging career with one of the largest Mortgage Networks in the UK.

compliance, cemap, mortgage, audit, fca, advisor, adviser, mortgage broker, mortgage network

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