Financial Adviser

Cavendish Maine
Cardiff, UK
10 Aug 2019
21 Sep 2019
Contract Type
Full Time
Brief description of role and responsibilities:

Financial Planners provide clients with advice and make recommendations on ways to best utilise their assets to achieve their objectives. As a professional, a Financial Planner offers expert advice on suitable mortgages, investments, insurance, tax and private pensions and creates a valuable financial plan for a client

Duties and responsibilities:
  • To adopt 6 step process of financial planning process as laid down by the Financial Planning Standards Board (FPSB) and provide advice to individuals, families and family businesses.
  • To conduct in-depth reviews of clients' financial circumstances, current provision and future aims based on their changing needs and circumstances.
  • Analyse information and present financial plans best suited to individual clients' requirements.
  • Assess client's attitude to risk and capacity for loss using the family wealth's risk assessment tool of choice.
  • Design financial strategies.
  • Assisting clients to make informed decisions and educate them on the company's financial planning and investment philosophy.
  • Liaise with financial services providers to keep up to date on solutions in the marketplace.
  • Review cashflow forecasts and recommendation reports prepared by the professional support team.
  • Develop new client opportunities via referrals, professional connections and networking in line with the growth strategy adopted by the business.
  • Meeting the regulatory aspects of the role, e.g. requirements for disclosure, costs of the services provided and costs the advised products.
  • Maintaining professional qualifications, e.g. ongoing assessments and structured continuous professional development.
  • Deliver all of the above with integrity, honesty and professionalism.

  • Level 4 Diploma
  • Minimum 5 years' experience in delivering client advice
  • Good communication and computer literacy skills required
  • Good presentation skills


Karen Cummins

Job reference:


Candidate care:

By responding to this advert, you consent to Cavendish Maine processing the personal data included within this application.

If your application is successful, we will contact you to discuss the opportunity in more detail, within 48 hours of receiving your application.

Should you not hear from us within 3 working days please assume your application has been unsuccessful on this occasion. Please be advised that if unsuccessful for this role we may keep your details in our hold file, during which time you may be contacted for other suitable vacancies. If you do not want us to do this, please call us to advise.

In the meantime, we would like to thank you for your interest in Cavendish Maine.

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