Compliance Analyst - Financial Services - London

Recruiter
Twenty Recruitment Group
Location
London, UK
Salary
Competitive
Posted
10 Sep 2019
Closes
25 Sep 2019
Ref
1217082595
Sector
Accountancy
Contract Type
Permanent
Hours
Full Time
Global Asset Management Firm based in the City are looking for a Compliance Analyst for their expanding Investment Compliance team. This is an exciting time to join this firm as they are now looking to expand in the UK. This contract is for an initial 6 months but has potential to extend or go permanent dependant on the candidate.

The role involves supporting the Investment Compliance team and managing the compliance database, assist in monitoring and reporting, perform testing and making sure everything is aligned with the current policies and procedures.

Responsibilities Include
  • Conduct periodic monitoring reviews
  • Assist the Investment Compliance Manager with filings and reportings
  • Assist with setting up new employees with relevant compliance training
  • Carry out monthly, quarterly and annual reporting
  • Be the point of contact for both gifts and entertainment and PA dealings

The ideal candidate will have experience in a regulatory compliance role for 1 to 2 years in an asset management firm. Also the candidate will have strong knowledge of compliance regulations. It is desirable for the candidate to have prior experience in Bloomberg but not essential.

If you feel you, or anyone you know, have the relevant experience for this newly created opportunity then please apply to this advert and send your CV to Lauren Stutz at Twenty Recruitment.

Twenty Recruitment's Compliance function are a team of specialist consultants covering Financial Crime Compliance and Regulatory Compliance mandates, both permanent and temporary, across Financial Services, Technology and Energy.

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