Compliance Administrator

Recruiter
Morris Jane Associates
Location
London, UK
Salary
Competitive
Posted
09 Sep 2019
Closes
13 Sep 2019
Ref
1212999873
Sector
Accountancy
Contract Type
Permanent
Hours
Full Time
Principal Duties And Responsibilities
  • Monitoring investment guidelines and restrictions and best execution requirements
  • Maintaining incidents log, complaints and other compliance registers, personal account dealing records, regulatory disclosures
  • Maintaining restricted lists and various regulatory reports
  • Assisting in other Compliance departmental duties


The Ideal Candidate will:
  • Be proactive, organized, practical and flexible,
  • Resilient and resourceful, with the ability to thrive under pressure,
  • A good communicator and able to work well within a team,
  • Enthusiastic with a strong desire to learn,
  • Seek out feedback and respond positively to guidance,
  • Operate effectively in a professional environment, and
  • Have a good working knowledge of Excel, Word and PowerPoint.


Prior experience within the asset management industry is not required however 1-2 years' experience might be advantageous.

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