Regulatory Audit

Recruiter
Barclay Simpson, EA Licence No: 11S4540
Location
London, UK
Salary
Competitive
Posted
30 Aug 2019
Closes
22 Sep 2019
Ref
1229392168
Sector
Legal
Contract Type
Permanent
Hours
Full Time
Compliance monitoring / Regulatory Audit VP

Investment bank

£60,000 - £100,000

My client is an investment bank in London that has gone through some transformation and restructuring. They are looking to grow their compliance monitoring function with additional headcount.

The team mandate is to independently assess and test the design and operating effectiveness of 1st level controls framework (Regulatory Compliance and Financial Crime Compliance) which has been put in place to ensure compliance with the Bank Policies and Regulatory requirements.

You must have a skill set of regulatory audit, assurance, thematic reviews, compliance monitoring within investment banking.

Please contact me for more information ne@barclaysimpson.com

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