Business Quality Controller

Heat Recruitment
Bath, UK
23 Aug 2019
31 Aug 2019
Contract Type
Full Time
Job Title: Business Quality Controller

Salary: £30,000 - £40,000

Location: Bath

The Client: (Reed Only)

This is a truly fantastic company that put the hearts of their clients at the center of everything they do. As a major leader within the area, they consider themselves a trusted name with a lasting reputation.

You will be working in a modernised office with great people striving for excellence.

The Opportunity

You will be undertaking file reviews and act as a quality filter for all files submitted, in conjunction with the Business Quality Manager, to ensure that the advice provided meets business and regulatory requirements. You will help manage a pre-approval process for High Risk advice areas such as Drawdown, EIS, VCTs and BPR solutions. Assist with the management of complaint investigations and outcomes.

What's needed for me to be considered?

Time spent in similar role within Financial Services Industry

Demonstrable knowledge and/or experience of file reviews and file review processes

Experience of the Enable back office system

Experience of cashflow modelling

Good technical knowledge with minimum qualification of DipPFS or equivalent and ideally working toward APFS or equivalent

Good working knowledge of FCA Principles and conduct of business Rules

What next?

Apply today to be considered for this opportunity. If suitable, one of our specialist consultants will be in contact to discuss the opportunity with you in detail prior to submitting your CV to the client. In this discussion we will aim to identify your specific skills and motivations, and where appropriate recommend other relevant opportunities to you that match your requirements.

Additionally, refer a friend or colleague to us and receive £200 when we assist them in securing a new career!

Job Synonyms: Compliance Executive, Compliance Administrator, Operations Assistant

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