Compliance Assistant - Chinese Speaking

Recruiter
Page Personnel Finance
Location
Central London, UK
Salary
Competitive
Posted
21 Aug 2019
Closes
31 Aug 2019
Ref
1233923101
Sector
Accountancy
Contract Type
Permanent
Hours
Full Time
6 month contract position with a Securities Firm in the City.

Fluent speaking Mandarin Compliance role with potential to convert permanent.

Client Details

Exciting global securities firm.

Description
  • Support Head of Compliance to maintain and develop the compliance policy structure and procedures.
  • Undertake the daily compliance monitoring and surveillance requirements (primarily using an internal and external system currently being put in place)
  • Assist and distribute periodic reports for the Risk & Compliance committee and the Board
  • Assist with the documentation of regulatory reviews
  • Assist in the development and updating of the annual monitoring plan
  • Provide a day-to-day point of contact for Exchange and Clearing house compliance queries
  • Coordinate compliance, AML, Anti-bribery & Corruption and other training requirements to staff
  • Assist with maintaining the Compliance and Financial Crime Manual
  • Assist in regulatory reports filing such as SAR, STOR, Gabriel (non-financial submissions such as Close Links Report / Controllers Report / Financial Crime Report etc)
  • Assist in annual attestation roll out (Fit & Proper / Significant Influence)
  • Maintain regulatory logs, such as breaches, third party payments, gifts, complaints etc

Profile
  • Fluent speaking Mandarin speaker.
  • Compliance or Financial Services exposure.
  • Degree educated

Job Offer

£30k equivalent

6 month temp to perm

Full training

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