Part time Head of Compliance (2 days per week) - buy side

Recruiter
Robert Half Financial Services
Location
London, UK
Salary
Competitive
Posted
20 Aug 2019
Closes
04 Sep 2019
Ref
1240075092
Sector
Accountancy
Contract Type
Permanent
Hours
Full Time
Part Time Compliance Officer/MLRO

2 days per week

London

Up to circa £100K pro rata (i.e. up to £40K for 2 days per week)

Primary Responsibilities:

Enterprise-wide management of the compliance and anti-money laundering functions and ad hoc legal support including, but not limited to, confidentiality agreements and transaction document reviews.

Responsibilities:

Compliance

COBS compliance for ongoing & new businessAttending to routine compliance monitoring, policies, and manualsOversight (with the assistance of compliance monitor) of new rules / regulationsOversight of marketing materialsRegulatory and other statutory returns

MLRO

Client Due Diligence & RecordsAnnual MLRO ReportStaff compliance and AML trainingCompany secretarial support

Experience

Ideally five years' experience at a bank, law firm, asset manager or other relevant business. Experience of review of ABS or other structured finance transactions from compliance and regulatory perspective. FCA registered for the above roles desirable but not essential.

Robert Half Ltd acts as an employment business for temporary positions and an employment agency for permanent positions. Robert Half is committed to equal opportunity and diversity. Suitable candidates with equivalent qualifications and more or less experience can apply. Where rates of pay or salary ranges are detailed these are dependent upon your experience, qualifications or training. If you wish to apply for this position please read our Privacy Notice which details how we may use, process, store and disclose your Personal Information: https://www.roberthalf.co.uk/privacy-notice.

Similar jobs

Similar jobs