T&C Supervisor

Recruiter
Switch Recruitment
Location
Leeds, UK
Salary
Competitive
Posted
18 Aug 2019
Closes
22 Aug 2019
Ref
1234904744
Sector
Accountancy
Contract Type
Permanent
Hours
Full Time
Our client, one of the UK's leading and largest firms of regulated financial planners, currently requires a T&C Supervisor to join their team.

Candidates will be responsible for a range of tasks with Financial Advisor's / IFA's providing supervision through initial and ongoing stages of T&C scheme including completing one to ones and role plays, assisting with induction courses etc. You will also help support with reviewing and approving financial promotions, case checking files, answering regulatory queries etc.

You will come from a T&C / broader compliance background and have strong technical knowledge of the financial planning arena. You will hold appropriate financial services qualification and ideally have previous experience within a regulatory role. Candidates need to have strong organisational and communication skills and a desire to undertake continuous learning.

In return, our client is offering a competitive basic salary and benefits package.

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