Exeter, UK
18 Aug 2019
31 Aug 2019
Contract Type
Full Time
We are currently working with a leading Chartered Wealth Management organisation to recruit an experienced Paraplanner to join their office in Exeter

Our client is a highly reputable organisation that provides high levels of tailored advice to private clients and businesses throughout the UK.

Their requirement is for a Paraplanner to join the team to provide full support to the business and Directors. You will be a vital part of the team and will be the first point of contact for clients and Directors alike.

  • Receiving instructions during debriefings from advisers following client meetings.
  • Interpreting data obtained by advisers during client meetings.
  • Analysing data and using research tools to provide solutions to meet client needs and objectives.
  • Providing records to support research undertaken.
  • Liaise with Compliance Director when uncertain / guidance required.
  • Consolidation of client needs and objectives, together with the recommendations and course of action in a written format via a suitability letter, client specific illustration and key features document.
  • Liaise with Compliance Officer on structure and development of the Suitability Report Templates and attachments to the reports.
  • Load cases onto relevant platforms in a suitable manner and fully debrief administrator and consultant along the way.
  • Carrying out all tasks in a manner consistent with compliance procedures and company process as set out by Head of Operations and Investment & Compliance Director.
  • Preparation of existing client files ready for reviews.
  • Ensuring all client files are compliant on an ongoing basis.
  • Ensure that significant risk issues are referred to the Compliance Director where appropriate.
  • Make a constructive contribution to the continuing development of the team
  • Proactively enhance industry knowledge, through external and internal sources

Knowledge, Skills, Experience
  • Level 4 Diploma in Financial Services - maintain annual CPD records.
  • Be working towards Level 6 Advanced Diploma
  • Demonstrate practical awareness and basic knowledge of retail financial products and current regulatory expectations
  • Analytical in solving tasks with a keen attention for detail
  • Possess excellent organisational and time management skills with an ability to work under pressure and prioritise
  • Deliver effective and positive communication, and demonstrate competent use of IT

Attitude & Behaviour
  • Desire to complete tasks to the highest standards and in a timely fashion, taking ownership and accountability for own actions
  • A positive and proactive approach to work and a desire to help and support the wider team
  • Calm and considered outlook in approach to problem solving

Similar jobs

Similar jobs