Compliance Manager

Recruiter
Broadgate Search Ltd
Location
Milton Keynes, UK
Salary
Competitive
Posted
16 Aug 2019
Closes
15 Sep 2019
Ref
1230177345
Sector
Accountancy
Contract Type
Permanent
Hours
Full Time
My Client are Challenger Bank who provide Business Banking solutions. They are looking to recruit a 'Compliance Manager' located in Milton Keynes.

The role will report into to the General Counsel & Head of Compliance, undertaking a variety of Compliance activities in line with the annual plan.

This is a standalone role for now, so no team management responsibility until the business grows as per the business plan.

Key responsibilities:
  • Assist the HoC with putting together the annual Compliance Monitoring Plan.
  • Deliver against the Monitoring Plan, undertaking a range of Monitoring Reviews (Desk based reviews / Call Monitoring / Thematic reviews etc.
  • Assist in the development of Compliance Policies & Procedures.
  • Create annual Compliance Training Plan and Deliver Compliance Training to all areas of the business.
  • Creation of meaningful MI and reporting to Senior Stakeholders.
  • Provide Advice to the business in relation to AML / Financial Crime related matters.
  • Horizon Scanning - looking out for incoming Regulatory Requirements that effect the business and make it easy for the business to understand these requirements.

Desired experience:
  • Good knowledge of the FCA Handbook (COBS, SYSC, DISP, TCF).
  • Knowledge of Business Banking & FinTech's.
  • Proven Compliance experience within a Challenger Bank.

Please apply for the role if you are interested and wish to find out more.

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