Senior Compliance Officer

Recruiter
Traci Austen Consultancy Limited
Location
Covent Garden, UK
Salary
Competitive
Posted
29 Aug 2019
Closes
28 Sep 2019
Ref
1230164785
Sector
Accountancy
Contract Type
Permanent
Hours
Full Time
Our client is looking for a Senior compliance Officer to report directly to the Head of Compliance. Responsible for compliance with all relevant regulatory authority regulations and also with in hour procedures, requirements and limits.

Deputiese fo the Head of compliance, support the head of compliance with the development and management of the compliance manual. Familiarity with Compliance Monitoring plans, Familiarity with SMCR. Lead the review, creation and implementation of new policies and procedures. Provide compliance advisory services with the help of the head of Compliance. Monitor the regulatory environment, horizon scanning for new FCA requirments and help the business to understand them. Support the head of compliance in relation to regulatory returns on Gabriel and Connect and other regulatory updates.

Excellent written and verbal communication, Regulatory compliance and compliance monitoring skills. Strong knowledge of FCA regulations in particular SYSC, MIFID, SMCR, Conduct rules, Cass and COBS. Experience in compliance within retail, trade finance and commercial banking

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