Operations Director Financial Services (Investment)

Recruiter
Cameron James
Location
Alton, UK
Salary
Competitive
Posted
11 Aug 2019
Closes
10 Sep 2019
Ref
1224367930
Sector
Accountancy
Contract Type
Permanent
Hours
Full Time
Our Busy Financial Services Organisation require an Operations Director to run a financial services intermediary business on a day to day basis.

Responsibilities are wide-ranging and include:-

Your main responsibilities will include
  • Directly managing all non-advising staff
  • Organising and maintaining the office premises and ensure everything runs smoothly
  • Producing management information for the Board of Directors as required
  • Auditing and ensuring that the agreed client and service propositions are being fully delivered and implemented

Compliance
  • Keeping up to date with regulatory requirements, reviewing and updating procedures.

IT
  • Ensuring that all client records, electronic or paper based, are maintained and updated to a high standard

HR
  • Reviewing and developing procedures to ensure that tasks are completed in an efficient manner Managing the recruitment and induction process for all staff so as to ensure that only appropriately qualified and experienced staff fill the required roles

Role and Responsibilities
  • Responsible for the day to day running of a financial services intermediary (non-advised) with focus on the following functions
    • Personnel Management (4 staff members)
    • Training
    • Fund Group and Platform Liaison
    • Compliance
    • HR
    • Research and Statistics

    Qualifications and Education Requirements

    Experience in Financial Services essential, together with an understanding of the regulatory environment

    Preferred Skills

    Investment Product Knowledge (esp ISAs and SIPPs)

    People Management and Motivation

Additional Notes
  • The position will suit an experienced office manager with a background in Financial Services

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