Risk and Compliance Monitoring Manager

Recruiter
The Recruitment Pool
Location
Preston, UK
Salary
Competitive
Posted
02 Aug 2019
Closes
02 Sep 2019
Ref
1224743495
Sector
Accountancy
Contract Type
Permanent
Hours
Full Time
Recpool Group are actively recruiting a Risk & Compliance monitoring manager on behalf of a hugely successful customer service business based in Preston City Centre.

General Duties:
  • Risk based approached Audit preparation.
  • Managing FCA Related processes, procedures and controls and providing compliance/risk advice to the business.
  • Delivery of second line of defence risk based monitoring against NCOE's compliance plan
  • Providing recommendations for improvement to the senior risk & compliance manager.
  • Communicating with key members of the senior management team in relation to compliance monitoring activity
  • input into the annual compliance monitoring plan.
  • Assisting senior management team with the risk register and risk events
  • Determine through thorough testing of the level of adherence to the company client and regulatory requirements.
  • Preparing reports and present findings to management and key stakeholders.
  • Maintain internal control systems by updating monitoring frameworks.
  • Review and provide documentation to support internal audit processes
  • assisting the MLRO with financial crime escalations
  • provide compliance and risk advice and support to the business- this may include conducting research.

The Person:
  • Experience of working in a monitoring environment
  • Experience working within an FCA Regulated role
  • Good knowledge and understanding of FCA Requirements, GDPR, OFCOM, FOS and Anti-Money Laundering Policies.
  • Good communication skills, Written and Oral.
  • Relevant industry experience, ideally in collections within a financial difficulty environment.
  • Experience of developing and producing management information/reports.
  • good eye for detail
  • Management experience.

The Package:
  • 20-24K salary
  • Flexible part time hours
  • Sought after city centre location
  • Good career progression opportunities
  • On site kitchen
  • Friendly working environment
  • Important responsibilities

Job Types: Part-time, Contract, Permanent

Salary: £20,000.00 to £24,000.00 /year

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