Risk and Compliance Monitoring Manager

The Recruitment Pool
Preston, UK
02 Aug 2019
02 Sep 2019
Contract Type
Full Time
Recpool Group are actively recruiting a Risk & Compliance monitoring manager on behalf of a hugely successful customer service business based in Preston City Centre.

General Duties:
  • Risk based approached Audit preparation.
  • Managing FCA Related processes, procedures and controls and providing compliance/risk advice to the business.
  • Delivery of second line of defence risk based monitoring against NCOE's compliance plan
  • Providing recommendations for improvement to the senior risk & compliance manager.
  • Communicating with key members of the senior management team in relation to compliance monitoring activity
  • input into the annual compliance monitoring plan.
  • Assisting senior management team with the risk register and risk events
  • Determine through thorough testing of the level of adherence to the company client and regulatory requirements.
  • Preparing reports and present findings to management and key stakeholders.
  • Maintain internal control systems by updating monitoring frameworks.
  • Review and provide documentation to support internal audit processes
  • assisting the MLRO with financial crime escalations
  • provide compliance and risk advice and support to the business- this may include conducting research.

The Person:
  • Experience of working in a monitoring environment
  • Experience working within an FCA Regulated role
  • Good knowledge and understanding of FCA Requirements, GDPR, OFCOM, FOS and Anti-Money Laundering Policies.
  • Good communication skills, Written and Oral.
  • Relevant industry experience, ideally in collections within a financial difficulty environment.
  • Experience of developing and producing management information/reports.
  • good eye for detail
  • Management experience.

The Package:
  • 20-24K salary
  • Flexible part time hours
  • Sought after city centre location
  • Good career progression opportunities
  • On site kitchen
  • Friendly working environment
  • Important responsibilities

Job Types: Part-time, Contract, Permanent

Salary: £20,000.00 to £24,000.00 /year

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