Advice Quality / Compliance Officer

Recruiter
Exchange Street Financial Services
Location
Cirencester, UK
Salary
Competitive
Posted
16 Aug 2019
Closes
12 Sep 2019
Ref
1222754367
Sector
Accountancy
Contract Type
Permanent
Hours
Full Time
What comes after file review?

For most firms, nothing. You move into file review and that is where you stay. But at this company internal advancement is in the culture of the business. So much so, that this job exists because of an internal move.

People who have worked on this team have moved into lots of new areas. Investment management. Field risk. Learning and development. All because this job gives you experience of a broad range of areas. Business assurance. Advice framework. Financial planning processes. Which means you'll learn, develop and advance.

In this role you will carry out quality checks on business assurance cases. You'll ensure that business assurance officers followed the correct procedures. And on the rare occasions where they haven't you will resolve it. Highlighting the required remedial action and any training needs.

You'll check the checker in essence.

You need to be Level 4 and an investment/IHT/mortgage/protection bias is welcome. But the business is brilliant at training so your background is less important than you.

Click apply and send a CV (no matter how out of date it is) or contact details. We can disclose package details over the phone to make sure we are on the same page.

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