Compliance Monitoring Officer

Recruiter
Pure Search
Location
London, UK
Salary
Competitive
Posted
28 Jul 2019
Closes
07 Aug 2019
Ref
1203867192
Sector
Legal
Contract Type
Permanent
Hours
Full Time
Key Deliverables include:

• Conduct regular testing, thematic and ad-hoc reviews.

• Execute risk based monitoring reviews, undertake fieldwork and testing, conduct interviews with the relevant stakeholders/teams.

• Accurately document findings and assessments.

• Prepare draft report for discussion with the Senior Compliance Manager.

• Keep an accurate record of agreed action points and ensure these are completed within agreed deadlines.

• To assist in developing and implementing an effective compliance culture throughout the Company.

Skills and experience required:

• Previous experience working in monitoring and testing gained in a banking environment

• Strong regulatory compliance knowledge (i.e. FCA/PRA Handbook, Conduct Rules)

Similar jobs

Similar jobs