Compliance Monitoring Officer

Recruiter
Paritas Recruitment
Location
London, UK
Salary
Competitive
Posted
25 Jul 2019
Closes
07 Aug 2019
Ref
1200731673
Sector
Legal
Contract Type
Permanent
Hours
Full Time
An international commercial bank are seeking a Compliance Monitoring Officer to join their London based Compliance function

Reporting to the Senior Regulatory Compliance Manager, the Compliance Monitoring Officer will support the design and execution of the risk based compliance monitoring plan for the Bank. The position will also involve leading or participating in regular testing, thematic and ad hoc reviews, to assess compliance with relevant laws / regulation. Consequently, the role will have an important part to play in providing quality assurance to the Head of Compliance and the Board to ensure that the Bank operates within a compliant framework.

Applicants should be educated to degree level and will ideally have completed professional compliance qualifications. The successful candidate will have previous experience working in monitoring and testing for another bank and will possess strong regulatory compliance knowledge (e.g. FCA / PRA Handbook and Conduct Rules)

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