12 month contract Compliance & Quality Assurance Manager - Professional services (Solicitors, Survey

Compliance Recruitment Solutions
London, UK
26 Jul 2019
07 Aug 2019
Contract Type
Full Time
Reporting to General Counsel, duties will include:

• Responsibility and oversight of corporate compliance including; KYC, AML, DPA, quality assurance and HSE.
• Reviewing all non HR Company policies and ensuring policies meet "best practice" and are updated and in line with emerging changes;
• Monitoring internal compliance with policies;
• Leading the delivery and implementation of ISO 14001 (EMS) with appointed consultants and assisting with delivery of ISO 34001 (H&S).
• Client Onboarding" - Know your Client checks and support to departments when taking on new instructions;
• Point of contact and knowledge for Money Laundering and Suspicious Activity reporting queries;
• Dealing with any GDPR queries from clients and staff;

The successful candidate will be of graduate calibre who will have gained compliance experience in a similar professional services firm e.g. Solicitors, Surveyors or Accountants, or else you may have gained significant corporate compliance experience from another regulated sector and have in-depth knowledge of DPA as well as KYC and AML regulations.

This role will be one of influence, responsibility, integrity and leadership as such you will need not only to have the seniority and gravitas to be effective across all of these but also have demonstrated experience of upholding these values and being successful as a leader in the compliance and/or quality assurance fields.

If this role sounds like it will offer you the opportunity and challenge that you are looking for, then for further information or a confidential no obligation discussion, please contact Gary Collins on 020 7562 7400 or send your details to gary@symescollins.com

We are acting as an employment agency in relation to this role.
Through application, all candidates signify their acceptance of the above information and confirm that the information they provide is true and accurate to the best of their knowledge.

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