Compliance Analyst

Recruiter
MERJE Ltd
Location
Newcastle Upon Tyne, UK
Salary
Competitive
Posted
20 Jun 2019
Closes
01 Jul 2019
Ref
1185704686
Sector
Accountancy
Contract Type
Permanent
Hours
Full Time
Based in the Newcastle office, the Compliance Associate will assist the Compliance Team in delivering a range of compliance solutions to its clients. The individual will need to demonstrate independence of thought, a willingness to challenge where appropriate, be able to work within a team and be pro-active.

The role will involve:
  • Support the Compliance Associates and Compliance Managers to ensure that the firm and its clients are in compliance with FCA regulatory and compliance rules
  • Support and manage the on-boarding process (KYC/AML checks/credit checks, etc) of new FCA regulated corporate teams and individuals within the financial services industry
  • Support the compliance team on a variety of client facing compliance projects
  • Conduct research and prepare documentation in response to client inquiries
  • Undertake file checking and file reviews
  • Participate in internal compliance training programs as part of continuing learning and development program
  • Desire to expand formal and informal knowledge about FCA regulation

Key Requirements:
  • Prior experience within an FCA regulated services firm, within a Compliance function
  • Some understanding of Financial Conduct Authority's regulatory frameworks
  • A-level and Bachelors degree preferred

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