Compliance - Asset Management £60 - 80k pro rata FTC
This role will report directly into the experienced Head of Compliance, supporting the firm through a period of unprecedented regulatory change. The chosen individual will be technically strong with a good understanding of FCA rules especially MIFID II and SMCR. The role will include but not be limited to: Aiding in the build-out and delivery of a refreshed Compliance programme, including reviewing policies and procedures, the Compliance Handbook, and ongoing monitoring Supporting both the Head of Risk and Compliance and the Head of HR with the roll-out of SMCR, including advising on the FCA framework, preparing Statement of Responsibilities, supporting on handover documents, preparing regulated references etc, Fitness & Propriety checks etc Providing advice, guidance and training to BAPIML employees on compliance matters; Ad-hoc Regulatory and Strategic projects as they arise. The Candidate Substantial compliance experience, preferably within the buy-side environment, with solid knowledge and understanding of SMCR and its practical application; Experience in delivering compliance, regulatory and strategic change projects Ability to work with different functions and influence senior management Educated to degree level with a relevant compliance or financial services qualification; Effective communication skills and the ability to present complex information to various groups; Ability to think analytically and solve problems independently, knowing when to escalate or seek input as appropriate.