Compliance Officer - Boutique Investment Bank
Our client is a leading frontier markets investment bank, offering a full range of products and services, including equity and debt sales and trading, corporate advisory, capital raising, research, structured solutions and derivatives. This individual will become a key member of the Compliance team focusing on capital markets, but also touching other areas of the business. You will be responsible for researching and/or responding to requests from the UK regulators surrounding equities trading, providing compliance advice when necessary. E-Communication and trade surveillance activities are central to the role. This process has the potential to be fast-moving and they are available to meet with candidates over the next week.