Compliance Officer - Boutique Investment Bank

Recruiter
Pure Search
Location
London, UK
Salary
Competitive
Posted
20 Jun 2019
Closes
26 Jun 2019
Ref
1185901138
Sector
Legal
Contract Type
Permanent
Hours
Full Time
Our client is a leading frontier markets investment bank, offering a full range of products and services, including equity and debt sales and trading, corporate advisory, capital raising, research, structured solutions and derivatives. This individual will become a key member of the Compliance team focusing on capital markets, but also touching other areas of the business. You will be responsible for researching and/or responding to requests from the UK regulators surrounding equities trading, providing compliance advice when necessary. E-Communication and trade surveillance activities are central to the role. This process has the potential to be fast-moving and they are available to meet with candidates over the next week.

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