Compliance Analyst

Recruiter
Pontoon
Location
Stoke-On-Trent, UK
Salary
Competitive
Posted
16 Jun 2019
Closes
27 Jun 2019
Ref
1178803898
Contract Type
Permanent
Hours
Full Time
Compliance Analyst

The Compliance team is looking for a Compliance Analyst to join this exciting and vital part of the our clients business. The Compliance team is responsible for ensuring compliance in regulated markets; this includes markets where we are currently licenced to operate and future markets where we are applying for a licence to operate. The work includes guiding the business in respect of regulated market compliance, assisting with regulated market licence applications, ensuring ongoing compliance due to territorial regulation change and assisting the Compliance BAU function.

Main Responsibilities:
  • Developing a thorough understanding of each of the relevant regulations that the business needs to adhere to.
  • Providing internal consultancy to business departments on regulatory matters.
  • Liaising with the business to ensure that regulations within each of the jurisdictions are complied with.
  • Identifying appropriate regulatory training/knowledge transfer into every area of the business as required.
  • Identifying any nonconformity within the business and escalating appropriately.
  • Providing governance across all applicable policies and procedures.
  • Interfacing with regulatory bodies as necessary.
  • Taking an active role in the project process to ensure that regulatory points/matters are considered up front and throughout the project lifecycle.
  • Actively involved in external audits as necessary.

Essential Skills
  • Excellent communication skills and personable.
  • Attention to detail.
  • Excellent documentation skills.
  • Ability to work to deadlines.
  • Excellent organisational skills.
  • Process oriented.
  • Pragmatic approach to the administration of governance and risk.

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