PART-TIME HEAD OF COMPLIANCE & MLRO 3D PW - FX BROKING EXP REQUIRED
Responsibilities will involve; • Advising front & back office staff • Assessing all current procedures as to adequacy & effectiveness of controls • Ongoing monitoring & testing of such • Ensure all procedures updated where necessary • Ensure all required registers completed • All AML duties You should have good experience of Compliance covering FX Broking with some experience of AML requirements. You should also be able & willing to take over the Controlled Functions of the very small fund management arm after a period of on the job training. For a confidential no obligation discussion, please feel free to call Darren Ruskin on 020 7330 6961 or send your details to him at Darren@compliancerecruitment.com Compliance Recruitment Solutions Limited (CRS) are acting as an employment agency in relation to this role. The recruiter has stated that all applicants for this job should be able to prove that they are legally entitled to work in the UK. Through application, all candidates signify their acceptance of the above information and confirm that the information they provide is true and accurate to the best of their knowledge.