Home Based Compliance Manager

Recruiter
RecruitUK
Location
Swindon, UK
Salary
Competitive
Posted
31 May 2019
Closes
27 Jun 2019
Ref
1153607566
Sector
Accountancy
Contract Type
Permanent
Hours
Full Time
Recruit UK are working on an excellent opportunity for a Compliance Manager in Swindon to join an Financial Services Firm on a home based opportunity.

This role will see you building and maintaining effective relationships with members by increasing their knowledge and understanding of their business. This will be done via a number of means but it will be your responsibility to build an appropriate programme of visits to meet the monitoring requirements.

We are looking for a candidate with advanced knowledge of the stringent obligations necessary to be compliant within the financial advice industry, across a full range of business mix.

Duties will include but will not be limited to:

-File checking and reviews

-Maintaining accurate records

-Adhere to the company monitoring procedures

-Provide support to the members

-Playing an active part in the team by carrying out work to enhance the service

-FCA regulation reviews

-Systems and controls audits

-Training and development

Although this role is home based you will be expected to travel to the clients so applicants must have a full driving license.

What's in it for you:

-Car allowance, Fuel Card and all expenses paid for

-Home based

-Competitive salary

-Manage own diary

-Support with administration from designated PA

-Discretionary bonus - £5k

Skills and experience required:

-Level 4 diploma

-Previous compliance experience in file checking, compliance management, T&C

-Full Driving Licence

This job was originally posted as www.totaljobs.com/job/86490211

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