Sutton Green, UK
18 Jun 2019
26 Jun 2019
Contract Type
Full Time
We are looking to recruit a Paraplanner to join out Financial Planning team in Sutton who will assist in the provision of financial plans and advice to prospective and existing private clients within internal/ regulatory standards.

The Position:

• Draft financial planning reports in order to meet and/or exceed agreed activity targets.

• Develop and maintain the appropriate technical and market awareness knowledge in order to assist the Private Client Financial Planner in providing effective advice.

• Ensure that the CPD requirements, as defined in the T&C handbook are maintained and logged as appropriate.

• Negotiate and agree (in conjunction with the Financial Planner/ Head of Research) the placement of contracts with appropriate terms on behalf of clients.

• Ensure correct compilation and completion of all new applications and/or schemes in accordance with internal/ regulatory standards by effective communication, workflow management and record-keeping/ database management.

• Record/ maintain information on Intelligent Office in order to allow work to be logged, tracked and internal records/ management information to be kept up-to-date.

• File and/or store records and files in accordance with internal standards so they can be accessed and/ or retrieved in an efficient manner.

• Understand and be able to apply internal and/or regulatory standards as specified in procedural manuals and handbooks.

• Identify and refer opportunities to improve working practices and/ or risk management to enable improvements to be made.

• Develop/ maintain report writing and communication skills to enable effective communications with the client.

• Undertake work of a project based nature as and when required to do so.

Person Specification

• Experience of working in Financial Services in a financial planning, research or technical capacity.

• Diploma qualified and committed to obtaining Chartered Status .

• Adaptable to changing demands and priorities.

• IT skills including use of laptop/ desktop computing, Microsoft Office (or equivalent) and database (CRM) management and preferably Intelligent Office.

• Seeks opportunities to develop own skills and demonstrates commitment to own development.

• Able to prioritise workload and work to deadlines.

Similar jobs

Similar jobs