Compliance Consultant - Regulatory Guidance

Recruiter
Lutine Bell
Location
Cirencester, UK
Salary
Competitive
Posted
26 Jun 2019
Closes
01 Jul 2019
Ref
1184492241
Sector
Accountancy
Contract Type
Permanent
Hours
Full Time
Our Client is a leading Wealth Management business, looking to appoint a Compliance Consultant to focus on Regulatory Guidance & Developments to support the Head of Regulatory Guidance.

Part time - 21 hours per week.

Overview:
  • To review and summarise publications from the FCA, PRA and European Supervisory Authorities, and provide impact analysis for the various authorised firms within the Group.
  • To liaise with business areas and departments on the implementation of regulatory driven changes
  • Provide guidance to business areas and departments on regulations relevant to business driven projects and developments; and support the delivery of business objectives
  • To consider the implications for clients of regulatory and business led changes, to help ensure they are treated fairly by the business and that their information needs are met
  • Act as a key point of contact for senior management for FCA and PRA rules.

Skills Required:
  • Familiarity with the FCA Handbook, with in depth knowledge of the requirements of COBS and SUP.
  • Familiarity with the roles of EIOPA and ESMA in developing EU legislation.

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