Platform Analyst, Oversight and Platform Controls (Leicester)

Meraki Talent Limited
Leicester, UK
16 Jun 2019
01 Jul 2019
Contract Type
Full Time
Platform Analyst, Oversight and Platform Controls (Leicester)

As a Platform Analyst, you will play a pivotal role in monitoring, delivering and improving on the service our client gives to their clients. The key to success will be your ability to apply your knowledge and understanding of CASS rules to our business, as well as build and implement client money control frameworks across all of the business platforms.

  • Monitoring and developing internal MI for use across the business, to monitor regulatory and business risks and requirements
  • Preparation of regulatory reporting (CMAR) for CASS regulated business entities
  • Providing weekly and monthly reports to internal customers, including Finance and the Senior Management team, to evidence business volumetric and performance in conjunction with third party and internal service level agreements
  • Monitoring of internal SLAs with the business
  • Developing, monitoring and reviewing prudent segregation regimes for CASS related entities
  • Monitoring and reviewing internal and external banking controls, including access levels, segregation of duties and approval mandates across all client bank account providers
  • Working on business proposition developments and platform functionality developments
  • Monitoring and analysing of external SLAs with third parties
  • Supporting the Group CASS Executive with writing and review of CASS and non-CASS client money policies across different entities.
  • Supporting the implementation, monitoring and review of CASS risk controls across 2 CASS regulated entities

Required Experience:
  • Proven knowledge of CASS, specifically CASS 6, CASS 7, CASS 8 and CASS 10, preferably gained with auditor, regulator or within the asset management or banking industries
  • Proficiency in using MS Office with advanced knowledge of Excel, including pivot tables, advanced formula creation, basic VBA an advantage
  • Ability to analyse large data sets, with a hunger to find answers and build solutions
  • Ability to work well within a team environment and build effective team relationships
  • The confidence to challenge established processes and procedures in a constructive way
  • Good knowledge of SIPP & ISA rules and regulations
  • Proactive and inquisitive nature with the ability to innovate and challenge in support of the business model we are operating
  • Time management and prioritisation skills to plan and organise own work to deliver objectives
  • Experience of risk management and process monitoring preferably with a focus on an investment platform environment
  • Experience in Financial Services administration, preferably using WRAP Platform technology

Please contact us immediately for further information.

Please remember this role is based in Leicester and is a permanent role.

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