Compliance Manager - Investment Management - Permanent

Recruiter
Investigo Limited
Location
London, UK
Salary
Competitive
Posted
14 Jun 2019
Closes
18 Jun 2019
Ref
1181085765
Sector
Accountancy
Contract Type
Permanent
Hours
Full Time
Key responsibilities:

* Maintenance and development of the Group Compliance Manual and risk and compliance monitoring programme;

* Working with key stakeholders to deal with compliance-related issues;

* Resolving matters such as rule breaches, complaints, etc and overseeing the Compliance Associate in maintaining all such logs;

* Providing advice to assist the business in understanding and interpreting the relevant rules and requirements;

* Monitoring regulatory developments, reacting to those that may affect the business and updating the key stakeholders;

Successful candidates will have:

* Strong technical skills, sound knowledge of the FCA handbook and compliance framework

* Experience working with key stakeholders to deal with compliance-related issues;

* Strong communication skills in particular when establishing and managing senior stakeholder relationships

* A commercially awareness and be solutions oriented and innovative in their approach to problem solving

This job was originally posted as www.totaljobs.com/job/86876995

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