Conduct Risk Manager Investment Banking

Altus Search Ltd
London, UK
14 Jun 2019
26 Jun 2019
Contract Type
Full Time
Ref: 358ASI

Title: Conduct Risk Manager - Investment Banking

Location: London

Salary: Attractive

Date:14th June 2019

Our client, a global financial institution is looking for a Conduct Risk Manager to oversee all aspects of conduct risk for the bank. The individual would be responsible for Conduct risk across different jurisdictions and reporting into the COO office.

Duties Include:

·Advice Senior Management and Lines of Business.

·Responsible for advising on and overseeing internal standards with respect to conduct risk identification and assessment.

·Ensure Processes are to address allegations of team member misconduct.

·Review processes which support conduct risk.

·Working side by side enterprise partners ensure Whistleblowing processes are maintained and are effective.

·Development with the testing and surveillance teams testing, monitoring, surveillance schedules in respect of conduct.

·Responsible for establishing, implementing and maintaining a company-wide program and policy to analyse, report, and review the front- line complaints functions.

·Identify and offer strategic solutions to Conduct risk management.

The successful candidate will have a strong knowledge of FCA, PRA / European and US regulatory requirements. Good understanding of Wholesale and Investment Banking. Analytical and problem-solving skills.Also highly developed communication and influencing skills both written and oral. Candidate should be a team player, comfortable working in a dynamic and evolving environment.

If you are interested in this opportunity, please call on +44 20 7430 1831 for a confidential discussion.

Our client is an equal opportunity employer and values diversity at the company. The company does not discriminate on the basis of race, religion, colour, national origin, gender, sexual orientation, age, marital status, veteran status, or disability status.

Altus Search Ltd is acting as an employment agency about this role.

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