Deputy Head of Compliance

Recruiter
Mark James Search Limited
Location
Reading, UK
Salary
Competitive
Posted
26 Jun 2019
Closes
01 Jul 2019
Ref
1171275725
Sector
Accountancy
Contract Type
Permanent
Hours
Full Time
Our client, a leading pensions consultancy, based in Reading, is currently hiring for a Deputy Head of Compliance who will be responsible for supporting the Head of Compliance in delivering regulatory advice and guidance to the client with a view to promotion to the Head of Compliance role within 2-5 years.

Responsibilities
  • Providing FCA compliance guidance for two regulated companies, one of which is a SIPP operator
  • Ensuring policies, processes, systems and controls in place to comply with FCA requirements
  • Training, educating and promulgating compliance policies and processes to affected staff
  • Supporting FCA regulatory reporting
  • Regulatory compliance reviews
  • Supporting activities in relation to AML controls
  • Ensuring processes, systems, controls and training in place to comply with ML Regulations and Sanctions requirements
  • Supporting the Data Protection Manager with regard to data protection issues

Requirements
  • Experience at a senior level in the Compliance team of an FCA-regulated business
  • FCA regulatory returns and reporting, including PSDR, RMAR and Connect
  • FCA consultation and rule changes
  • Knowledge of SIPP and SSAS business
  • Knowledge of the regulated advice process for corporate clients, in particular investment advice to pension schemes

This is a full time, permanent position working Monday-Friday.

Our client offers an excellent remuneration package and excellent career progression.

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