Compliance Officer

Recruiter
Abacus Professional Recruitment
Location
Belfast, UK
Salary
Competitive
Posted
20 May 2019
Closes
27 May 2019
Ref
1143667705
Sector
Accountancy
Contract Type
Permanent
Hours
Full Time
Compliance Officer

Client:
  • Abacus Group are pleased to be recruiting for a Compliance Officer on behalf of an expanding global firm who specialise within the financial, energy and commodities markets.

Role:
  • Assisting with the processes undertaken by the Employee Compliance function including, but not limited to:
  • Processing of FCA Approved Persons documentation, including Significant Influence Functions and Withdrawals (Standard and Qualified).
  • Providing access to professional qualifications and training through learning providers.
  • Assigning and chasing of Compliance training across EMEA and maintenance of those records
  • New Joiner processing; training set up, sending of policy documents, competency assessments
  • Reconciliation of PA Dealing requests and associated contract notes
  • Reconciliation and processing of regulatory/training invoices
  • Collate and produce monthly EMEA Compliance Management Information
  • Administration of Exchange Registrations (e.g. Eurex, ICE, CME)
  • Seeking confirmation that certain tasks have been conducted as per Compliance Control Framework.
  • Assisting with ad hoc work, investigations and project issues as required.
  • Ensuring that compliance documentation and procedures in respect of individual responsibilities are regularly reviewed and updated.
  • Remaining informed of changes to the regulatory environment.

Requirements:
  • Experience of working in a KYC/AML/Compliance team.
  • Minimum 2 years experience dealing with trade surveillance.
  • A broad base of financial services knowledge and experience

Salary:
  • Generous basic depending on experience.

Primary Contact:
  • Nicky Strutt -

Next Steps:

Please submit your application or speak to a specialist consultant in Abacus on 02890313157 for a confidential career discussion. Did you know? Abacus is NI's only Highly Rated Recruiter with 4.5 Stars for customer satisfaction (Independent review site Feefo).

If you think you have the right skills to join our team, then get in touch. If you know someone returning/re-locating to NI then www.belfastforlife.com holds the information on quality of life, cost of living etc.

The team in Abacus manage a range of permanent, contract and temporary appointments throughout UK and Ireland. You can find our terms and conditions and Privacy Policy on www.abacus.careers

This job was originally posted as www.totaljobs.com/job/86318210

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